Dasco Capital is looking for a Compliance Officer /Money-laundering reporting officerJob Responsibilities:Preparation of the regular compliance reports for the management and the Board of DirectorsConducting the Compliance Monitoring Plan, Register of the breaches, Conflict of Interest, Gifts and inducementRunning internal training on regulations and compliance practice.Interaction with AFSA: submission of the regular reports, responding to queries, participating in the reviews, preparation of the response to the regulatory letters and inspection requirements.Provide the compliance of the requirements on anti money laundering and combating financing terrorism in accordance with AML Rules (AIFC);Conducting and documenting Customer Due Diligence and Enhanced Due Diligence processes, including the assessment of the source of funds and the level of clients’ risk;Monitoring of the transactions’ activity, and detecting suspisious operations and direction STR (Suspicious Transaction Reports) in AFIU;Updating and controlling AML policies and procedures execution: Risk-Based Approach, Internal Reporting, Customer Risk Assessment and others.;Running regular AML trainings for staff members;Preparation of Annual AML report and running AML risk assessmentReceiving and processing of the internal notifications on suspicious transactions.Interaction with AFSA and authorities on AML queries.Making sure the documentation on CDD, STR and internal reports, training is in place and stored with the requirements of AFSA.Job qualifications and requirementsHigher degree in Law and International Law and /or EconomicsFluent in English, Upper-Intermediate levelMinimum 3 years of professional experience in AML/CFT or compliance within the financial sector (e.g., banks, investment firms).Solid knowledge of AIFC Acting Law and regulatory framework.Proven business reputation, professionalism, and integrityConfirmed passing of the AIFC Regulatory Framework Test (AFSA Regulatory Framework Test) is mandatory; provision of a certificate (AFSA/AIFC requirement), or willingness to passThe candidate must not simultaneously serve as a Compliance Officer or MLRO in more than two other financial institutions approved by the AFSA (AFSA/AIFC requirement);The candidate must be willing to undergo the AFSA approval process (interview) to become an Approved Individual (AI) for the positions of Compliance Officer and MLRO (AFSA/AIFC requirement); The candidate must have experience in compliance, AML/CFT, or regulatory oversight, preferably within the AIFC jurisdiction or a comparable international environment;Experience in compliance, AML/CFT, or regulatory control; preferably within the AIFC jurisdiction or a comparable international environment;The MLRO candidate must be a resident of the Republic of Kazakhstan (AFSA/AIFC requirement);We offer:Work in a company that has successfully completed dozens of projects for private companies, international, and government organizations, striving for dynamic growth by attracting talent and fostering leadership qualities within the team.Competitive salaryWork in a friendly and professional team.Confirmed passing of the AIFC Regulatory Framework Test (AFSA Regulatory Framework Test) is mandatory; provision of a certificate (AFSA/AIFC requirement), or willingness to passThe candidate must not simultaneously serve as a Compliance Officer or MLRO in more than two other financial institutions approved by the AFSA (AFSA/AIFC requirement);The candidate must be willing to undergo the AFSA approval process (interview) to become an Approved Individual (AI) for the positions of Compliance Officer and MLRO (AFSA/AIFC requirement); The candidate must have experience in compliance, AML/CFT, or regulatory oversight, preferably within the AIFC jurisdiction or a comparable international environment;Experience in compliance, AML/CFT, or regulatory control; preferably within the AIFC jurisdiction or a comparable international environment;The MLRO candidate must be a resident of the Republic of Kazakhstan (AFSA/AIFC requirement)Dasco Group is an independent Kazakhstani company specializing in investments, management, strategic, and technological consultingThe company operates in the following key areas:Dasco Capital LLP is registered at the Astana International Financial Centre (AIFC) and specializes in investment support and development of high-tech companies, as well as asset management. We conduct investment analysis and research, provide support in organizing financing through direct investments and venture capital. Our activities also include M&A (mergers and acquisitions) deal support through risk assessment and potential evaluation.Dasco Strategy focuses on the knowledge of effective management from both a global trends perspective and a Kazakhstan-specific standpoint. Working with us provides clients with a comprehensive vision, clear goals, and step-by-step algorithms based on big data (Big Data) and systems analysis.Dasco Technology LLP specializes in the implementation of projects in the field of information and communication technologies and the digitalization of government enterprises, private companies, and national corporations. We implement projects for the development of digital strategies, the introduction of financial technologies, and Industry 4.0 products. As a certified SAP partner (SAP PartnerEdge – Sell), our team is one of two Kazakhstani companies with successful experience in implementing the SAP S4/HANA ERP system at enterprises in the Republic of Kazakhstan. We cooperate with leading global IT companies, complementing their services with the expertise and experience of our team in implementing large-scale technological projects.Our Values
Motivation
Openness and Flexibility
Focus on concrete results for the client
Courage
Join UsWith us, you will have the opportunity to work with top experts and participate in interesting strategic projects. This is invaluable experience and successful cases for professional growth.