Compliance / MLRO Officer

ЧК TURANGA CAPITAL LTD.

  • Нур-Султан
  • Постоянная работа
  • Полная занятость
  • 12 д. назад
Responsibilities:Develop, assess, and update compliance policies, procedures, and controls to ensure alignment with relevant legislation, regulatory standards, and best practicesAct as the primary point of contact with the AFSA regarding compliance-related issuesManage various compliance tasks including client/business partner onboarding, trade surveillance, conduct of business monitoring, general compliance oversight, training, and regulatory reporting (includes MLRO function)Provide oversight of all AML/CFT and sanctions-related activities, ensuring the implementation of effective and sustainable controlsConduct due diligence checks and continuous AML reviews for both existing clients and business partnersSupervise systems and controls to identify and address potential areas of AML compliance risk and develop and implement practical corrective measuresCoordinate staff awareness and training initiatives on compliance matters, contributing to the enhancement of a compliance-oriented culture within the firmManage firm records and registers as mandated by applicable regulations, encompassing registers related to breaches, complaints, suspicious transactions, training, etcReport to and collaborate with the Senior Executive Officer (SEO) and the Board as necessary on compliance-related issues, overseeing both internal and external compliance reporting processesRequirements:
  • 5+ years of relevant experience in compliance / MLRO positions, with at least 2 years in asset management or brokerage firms
  • Experience with AIFC regulatory environment
  • Relevant compliance and/or AML certifications
  • Good understanding of financial markets, financial products and operations
  • Strong English communication skills, both oral and written, coupled with robust analytical, problem-solving, and organizational abilities
  • Capable of being hands-on, detail-oriented, and working autonomously
  • Willingness to work in a startup environment and contribute significantly to business development and success
Turanga Capital Ltd. is an asset servicing, trading and wealth management platform based in the Astana International Financial Center (AIFC).We provide B2B and B2C services across custody, trade execution, repo, advisory and asset management and serve a diverse range of customers located all over the world.We combine superior expertise, technology and a customer-centric approach to help our clients achieve their financial goals.

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